How It Works

ABG 401(k) is at your side in the process through every step in the sales and servicing lifecycle of each client’s 401(k) plan. We bring the expertise, resources, tools, support—and most importantly—excellent results to each and every engagement.

Sales Process
  • You manage the client and prospect relationships
  • ABG provides technical sales support & proposals
  • Together, we win business

Plan Design
  • ABG expert plan design meets the unique needs of your clients
  • A tailor-made approach—nothing cookie-cutter

Fund Selection
  • ABG is the 3(38) Investment Manager
  • ABG provides the Investment Policy Statement
  • ABG provides fund selection and monitoring
  • We help reduce liability risk

  • ABG education & enrollment materials can support your enrollment meetings
  • ABG plan conversion & setup
  • We make it easy for you to look good

Administration & Recordkeeping
  • ABG handles all the details
  • Quarterly investment monitoring
  • Compliance testing
  • Annual IRS/DOL filings
  • We sweat the details; you focus on client relationships
Key service features:
  • Auto-enrollment increases participation
  • Auto-escalation increases contribution rates

Website access for:

  • You
  • Your Plan Sponsor Clients
  • Your Participant Clients

Mutual Fund Trading & Custody Platform
  • Exclusive arrangement with Matrix Financial Solutions, a Broadridge company
  • Supports more than 350 financial institutions processing more than $220 billion
  • Single point solution for all back-office fund processing and custodial services

Building your 401(k) practice—make the best choice. ABG 401(k) Choice.